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What are the
proper ends, or purposes, of government? One intelligent answer came from
the British author, C.S. Lewis, who wrote:
It is easy to think the State has
a lot of different objects — military, political, economic, and what not.
But in a way things are much simpler than that. The State exists simply to
promote and to protect the ordinary happiness of human beings in this life.
A husband and wife chatting over a fire, a couple of friends having a game of
darts in a pub, a man reading a book in his own room or digging in his own
garden — that is what the State is there for. And unless they are helping
to increase and prolong and protect such moments, all the laws, parliaments,
armies, courts, police, economics, etc., are simply a waste of time.[1]
The source of
this reflection is Lewis’ remarkable Christian apologetic, Mere Christianity.
(Now, lest I be accused of showing dangerous, unconstitutional, theocratic
tendencies here, I should add for the record that Lewis himself rejected appeals
to God to justify state actions. “I believe in God,” he wrote, “but I
detest theocracy.”)
Back, though, to
the main point: I like Lewis’ view of government being in service to the
husband and wife chatting before a fire, to gardening, to “ordinary happiness.”
This latter phrase actually should hold a special resonance with Americans;
after all, our own Declaration of Independence commits our nation to the
advancement of certain inalienable rights, notably “life, liberty, and the
pursuit of happiness.”
What a curious
and novel idea: a nation devoted to the pursuit of happiness. What did the
Founders have in mind here? In her fine book examining the origin and
meaning of this phrase, historian Jan Lewis — no relation to C.S. — found that
“it was within the family circle that men and women [of Jefferson’s Virginia]
told each other to look for happiness, and there, if anywhere, that they found
it.” She added: “Virginians who rhapsodized about the family were
creating and reinforcing an article of faith for their society, a belief perhaps
more central to their lives than any other.”[2]
In short, it
appears that for the Founders, happiness meant domestic happiness, the life of
the family. In this sense, the purpose of the new American nation was to
serve family happiness. Despite this record, however, many Americans are
bothered today by public attention to the family, especially by the concept of
“family policy.” Some catch again the faint whiff here of the dreaded
“theocracy,” a veiled attempt to impose religious “family values” on a diverse
populace. Others are troubled by the specter of government meddling in
private family life.
My purpose today
is to answer both concerns, to argue for what I call “the necessity of family
policy,” and by inference, of the necessity of government engagement in social
research on children and youth, wisely done. To do so, I will focus on
three questions:
• Why has the family emerged as a central cultural and
political issue?
• What has been the nature of family policy? And:
• What are the family policy imperatives for America in this new century?
The Centralizing
State 
Answers lie in
our history. In one sense, as both the C.S. Lewis and Jan Lewis books
remind us, the family has always been at the center of Anglo-American political
concern. It is true that the U.S. Constitution, unlike the basic laws in
many other lands, makes no reference to family relations. Even its
language is cast in remarkably “gender neutral” terms, using words such as
“person” where the generic “he” would have been expected. Indeed, our
Constitution often reads as though edited by the staff at Ms.
magazine. This was not due, however, to a remarkably early outbreak of
feminism among the Founders or to an assumption by them that the family was
irrelevant. Rather, the family was deeply rooted in what we might call the
unwritten Constitution of these new United States, in the cultural and social
assumptions about the social order that must be present to sustain a free
republic.
The Founders
agreed with the ancient Roman statesman Cicero that the family household was the
seedbed of virtue and of the political state. Historians underscore how
the colonists had left the Old World, hoping that America would be a better
setting in which to raise their true and precious “Tender Plants”: that
is, according to one Quaker writer, “a good place to train up children amongst
sober people and to prevent the corruption of them here by the loose behavior of
youths and the bad example of too many of riper years.”[3] Historian James
Henretta shows how late 18th-century Americans raised children to “succeed
them,” not merely to “succeed.”[4] In his provocative book, The Myth of
American Individualism, political historian Barry Shain shows that the
American Revolution had more to do with the defense of “familial independence”
than it did with quests for personal liberation. Americans of the founding
era, Shain insists, were rooted in agrarian, religious, family-centered
communities.[5]
These Americans
saw family households as the source of new citizens, the places where the
character traits necessary to free government would be forged, the foundation of
ordered liberty. Defense of this society of households lay with the
states, local communities, and the people. This rested, in turn, on the
spirit found in the Bill of Rights, especially in the Ninth and Tenth Amendments
which affirmed the rights of the people and the powers of the states as bulwarks
against centralized authority.
Since the late
19th century, however, the scope of government — state and federal — has grown
massively. Relative to the family, there were two important changes.
First, the legal doctrine of parens patriae — literally “the parenthood
of the state” — spawned early examples of interventionist government in
movements such as the “reform school” campaign. Federal programs such as
Social Security would also pass Constitutional muster through appeal to
parens patriae. Second, the Fourteenth Amendment to the Constitution
became a legal wedge for the steady expansion of federal authority at the
expense of the states and local communities and of the families they sheltered.
A detailed list of court cases affecting family life could lead to this
conclusion: With only a few exceptions, the legal history of the last 125
years can be written as the slow surrender of the Ninth and Tenth Amendments to
the growing sweep of the Fourteenth and to the exercise of parens patriae.
Today, the very
size and pervasiveness of the federal government — comprising as it does over 25
percent of gross domestic product and involved in every aspect of American life
— mandate attention to family relations in all federal policy making.
Whatever our theoretical preferences, the original American plan — leaving
family issues to the states, local communities, and the people — is not a real
option in the age of the U.S. Department of Education, Temporary Assistance to
Needy Families (TANF) grants, Social
Security, the Department of Homeland Security, and federal child care policy.
The federal tax
code, to choose another example, also mandates close attention to family
questions. Once a tax of any sort claims more than about five percent of
income or assets, it ceases to be a mere nuisance and starts to influence
behavior. Both the federal income and payroll taxes fall into this
category. Important issues arise: Should marriage be treated as an
economic partnership? Should the unit of taxation be the household?
Or the individual? Should children be treated as a consumption choice?
Or should the appearance and nurture of children enjoy recognition and special
treatment? Should taxation treat “human capital” the same as “physical
capital”? Should parenthood be recognized? Neutrality here is not
possible.
Or consider the
U.S. Army. Our standing army of 1895 — 30,000 strong, mostly scattered in
military posts out West — could rely on a largely bachelor enlisted force and
avoid issues of wives and children. A standing Army of 800,000 men and
women, however, cannot avoid family questions.
So, our
situation is this: On the one hand, a fundamental truth has not changed.
The stable family household remains the most reliable source of new citizens
able to sustain a regime of ordered liberty. (Indeed, viewed a different
way, our prisons today are dominated by young adults who grew up in unstable
homes, commonly without fathers; there’s little prospect for ordered liberty
here.) On the other hand, new historical circumstances demand that the
family perspective be a vital lens for federal policymaking.
“Modernity” and
Family Crisis 
More broadly,
that tangle of revolutions called “modernity” also mandates policy attention to
the family. Before the industrial revolution, before the rise of great
cities, let us remember, virtually the whole of humankind lived in
family-centered economies. For hundreds of human generations, the family
household was the center of most productive activity. In the United
States, circa 1800, about 90 percent of the free population were farmers.
Most of the remaining 10 percent were family-scale artisans and shopkeepers also
maintaining home gardens, family cows, and flocks of chickens. Each family
raised most of its own food, made most of its own clothing, provided most of its
own fuel, crafted most of its own furniture.
“Modernity” tore
through this settled way of life. The family household ceased to be the
center of productive labor. Centralized factories, warehouses, and offices
displaced home workshops, gardens, and storehouses. Cash exchanges pushed
aside the altruistic exchanges of the family. Mothers, fathers, and
children alike were pulled out of their homes into the wage laborer ranks.
Family bonds, once the source of economic strength, now stood more as
obstructions to the efficient allocation of labor. The individual,
unencumbered and alone, was the new ideal worker.
The status of
marriage changed. In the pre-industrial order, husbands and wives had
specialized in their labor according to their respective strengths and skills,
so that their small family enterprises might succeed. This natural
complementarity reinforced their need for each other, uniting the sexual and the
economic functions and giving real strength to marriage. Industrial
managers, in contrast, preferred the androgynous individual, sexless,
interchangeable. In this new order, men and women needed each other less
than before. As an institution, marriage weakened.
The status of
children also changed. In an agrarian and artisan economy, children — even
small ones — were economic assets, parts of small family enterprises.
Accordingly, fertility on the family farm and in the artisan’s shop tended to be
high. However, in the new order, children were either pulled away into an
early — and sometimes dangerous — economic independence or the children became
liabilities, left at home by working parents to fend for themselves.
Fertility plummeted, as actual or potential parents avoided taking on these new
little burdens. Indeed, two leading analysts of modern fertility decline,
Kingsley Davis writing in 1937 and John C. Caldwell writing in 2003, have both
concluded that “the family is not indefinitely adaptable to modern society, and
this explains the declining birth rate.”[6]
Indeed, no developed nation today can claim even replacement level fertility.
In many lands, ranging from Russia to Italy to Singapore, fertility levels are
perilously low, children are disappearing, threatening even national survival.
European and
American Models 
And so, these
common products of urban-industrial “modernity” — weakened marriages and low
fertility — are another reason for the contemporary need to build “family
policies.” As Davis and Caldwell imply, the family is not an institution
capable of drastic change. Rather, it is a set of relationships rooted in
human nature: “natural,” in the sense of being biologically grounded; and
universal, for being found in every healthy human society. It is also the
only proven source of citizens suited to ordered liberty. In modernity’s
wake, the critical task became — and remains — the protection of the natural
family from certain pressures of “modernity.” Specifically, family policy
has meant constructing selected barriers around the home, to limit the spread of
the industrial principle, to preserve some domain of family autonomy in the
modern industrial order.
Early on,
somewhat different approaches were tried in Europe and America, although both
were tied to a common family ideal that would bring at least the mother and
children back home. Starting around 1900, Europeans consciously built
family policies that would protect marriage and raise fertility. The first
intellectually consistent efforts to lay out a family policy drew inspiration
from Pope Leo XIII’s 1891 encyclical Rerum Novarum (The New Age).
Rejecting the wage theories of both
laissez-faire liberalism and socialism, Leo called instead for an economy
based on “the natural and primeval right of marriage” and “the society of the
household.” Any just wage would enable the father “to provide comfortably
for himself, his wife, and children.” This goal of a “family wage”
received more direct affirmation in Pope Pius XI’s 1931 encyclical,
Quadragesimo Anno (Forty Years After). Pius declared that “[e]very
effort must be made” to insure “that fathers of families receive a wage large
enough to meet ordinary family needs adequately.”[7]
Using these
principles, lay political leaders in France, Belgium, and other European lands
proceeded to build family policy systems. The favored approach became
“family allowances” that would recognize the disproportionate burdens carried by
laborers with wives and children at home. Business leaders began
introducing family allowances on a private basis in 1916. The French
government passed laws in the early 1920’s creating “equalization funds” within
industries, which eliminated any incentive employers might have to avoid hiring
workers with families. Besides paying generous allowances on a per child
basis, these funds also provided families with marriage loans, prenatal care,
midwives, visiting nurses, birth and breastfeeding bonuses, medical care for
children, layettes, and fresh milk. During the late 1930’s, these
quasi-private funds were absorbed into the French government’s emerging Social
Security program.[8]
In America,
policy construction to protect families took a somewhat different, and arguably
more successful, course. To begin with, the label “family policy” was
rarely used in a direct way; “child welfare” was the preferred moniker.
Nor were there many open appeals to “pro-natalist” goals. Still, the ideal
of a “family wage” also came to govern American policy formation.
Inspired by
“Maternalist” reformers such as Julia Lathrop, Josephine Baker, and Florence
Kelly, the U.S. Congress created the Children’s Bureau in 1912.
Lathrop, named the Bureau’s first Chief, laid out guiding principles for current
and future American policy:
The power to maintain a decent
family living standard is the primary essential of child welfare. This
means a living wage and wholesome working life for the men, a good and skillful
mother at home to keep the house and comfort all within it. Society can
afford no less and can afford no exceptions. This is a universal need.[9]
Pursuing the goal
of “Baby Saving,” the Children’s Bureau also set out to reduce infant and
maternal mortality and to improve early child care. The Bureau sponsored
“Baby Weeks” to promote good mothering. The Smith-Lever Vocational
Training Act of 1917 provided federal funds to school districts to promote
education for girls in the “household arts.” This, I note, was the first
federal education program. The Sheppard-Towner Act of 1921, the first true
federal entitlement, provided federal funds to the states for prenatal and child
health clinics and visiting nurses for pregnant and post-partum mothers.
The Great
Depression of the 1930’s was as much a family crisis as one strictly of
economics. Both American marriage and fertility rates fell sharply during
the early 1930’s. The New Deal, constructed in response by the Franklin D.
Roosevelt administration, expanded the scope of the “family wage” ideal in
federal policymaking. For example, the National Industrial Recovery Act of
1934 codified sex-defined job categories (that is, “men’s jobs” and “women’s
jobs”) with large pay differentials favoring men. The Social Security
Amendments of 1939 provided homemakers pensions to women married to eligible men
and “survivors” benefits to the widows and children of covered male workers.
The National Housing Act created the FHA mortgage program featuring long-term
amortization, a low down payment, and insurance protection for the lender.
Joined in 1944 by the Veterans Administration (VA) mortgage program, billions of
new dollars were mobilized for home construction, with 99 percent of these
government-backed mortgages targeted on young married couples. Tax reforms
in 1944 and 1948 extended the marriage-friendly benefits of “income splitting”
to all American couples and substantially raised the real value of the tax
deduction for dependent children.[10]
The results,
relative to family statistics, were impressive. Between 1935 and 1963, the
marriage rate rose by 30 percent, the average age of first marriage fell to
historic lows (age 22 for men; age 20 for women), the proportion of ever-married
adults reached a record high (over 95 percent), and the marital fertility rate —
after falling for 100 years — nearly doubled. Following the turmoil of
World War II, even the divorce rate declined between 1946 and 1957. While
certainly not wholly due to public policy, it seems true that family policy
initiatives crafted between 1912 and 1948 affirmed, encouraged, and partly
caused the remarkable “marriage” and “baby booms” of mid-20th-century America.[11]
The Sixties and
Beyond 
And yet, starting
in the mid-1960’s, the “family model” that had undergirded policymaking in both
Western Europe and the United States — the breadwinner/homemaker/child-rich
family sustained by a “family wage” — entered into crisis. Critics of this
system suddenly dominated public debates. Atheist, neo-Malthusian,
humanist, feminist, socialist, Marxist, playboy philosopher: all agreed on a
common foe, the breadwinner/homemaker/child-rich home. Their joint assault
had policy effects. “No fault” divorce statutes weakened the institutional
nature of marriage. Civil rights regulations premised on gender-equality
eliminated the family wage. Population policy refocused on the so-called
“population bomb,” with calls for dramatic reductions in family size. Day
care subsidies grew; “at home” parenting was ignored. Housing policies came to
favor so-called “new family forms.” Pro-family tax codes disappeared in
favor of individualized taxation, spawning “marriage penalties.” Welfare
systems came to favor out-of-wedlock childbearing and to penalize family
intergenerational care.
Not surprisingly,
family statistics reversed course. The marriage rate tumbled. The
divorce rate soared. Marital fertility fell by 50 percent.
Out-of-wedlock births climbed sharply.
As you can
probably tell, my own sentiments — in general — do not lie with the idea systems
just noted. All the same, I can see internal weaknesses that left
vulnerable the restored American family system of the mid-20th century.
Specifically:
The new
Suburban Family of the 1950’s rested on an assumption of the “companionate”
model of marriage, which emphasized psychological tasks such as “personality
adjustment” and exaggerated gender roles (for example, the role of the “glamour
girl” for wives) to the exclusion of true complementarity and meaningful
household functions.
Homemaking
women and adolescents were increasingly isolated in suburban developments
without viable central places for the building of healthy community.
Breadwinning
men engaged in long commutes and were too often only occasional
figures in their homes.
After 1945,
with the old Maternalists moving into retirement, policy making elites
showed confusion over America’s mid-century family policy achievements, leaving
them vulnerable. Specifically, when the “family wage” concept came under
challenge, few were able or willing to defend it.
African
Americans never fully entered the family model of the 1950’s, a failure ably
dissected in Daniel P. Moynihan’s famed 1965 report, The Negro American
Family: The Case for National Action.[12]
Certain
“internal contradictions” within the Social Security system also emerged,
including disincentives to bear children and a hostility to direct
intergenerational care.
And the “family
wage” scheme of the 1950’s proved too rigid to accommodate complex human
circumstances.
So where are we
left? We need family policy today: first, to insure protection of
the family as an institution in the context of the modern centralizing state;
second, to shelter the integrity and the necessary functions of the family from
excessive intrusion by “modernity”; and third, to respond to the “post family”
ideologies that dominated policymaking from the mid-1960’s into the 1980’s, and
that damaged the only institution capable of sustaining “ordered liberty.”
It is also true
that any coherent attempt at making family policy must rest on a clear
definition of “family,” against which one can chart progress or retreat, success
or failure. The definition that I recommend comes from a working group of
the World Congress of Families, crafted in May, 1998, in a Second Century B.C.
room in the ancient city of Rome. It is informed both by the ideals of the
Universal Declaration of Human Rights and by the findings of social science.
This definition reads:
The natural
family is the fundamental social unit, inscribed in human nature, and centered
around the voluntary union of a man and a woman in a lifelong covenant of
marriage for the purposes of: satisfying the longings of the human heart to give
and receive love; welcoming and ensuring the full physical and emotional
development of children; sharing a home that serves as the center for social,
educational, economic, and spiritual life; building strong bonds among the
generations to pass on a way of life that has transcendent meaning; and
extending a hand of compassion to individuals and households whose circumstances
fall short of these ideals.
In addition, as
implied above, a family policy fit for the 21st century should not try to
recreate the framework of 50 years before. We need to do better.
Specifically, I believe that an American family policy should aim at:
• First,
embracing all American ethnic groups in the scheme.
• Second,
affirming marriage as a public good and the marital couple as an economic
partnership.
• Third,
balancing the equality and the complementarity of men and women.
• Fourth,
bringing both mothers and fathers as well as their children home, through the
rebuilding of function-rich, vital home economies.
• Fifth, valuing
the birth of new children in married couple homes and honoring the special gift
to society of the large family.
• Sixth,
expanding the child care choices of all Americans, including support for the
care of preschool children in their homes.
• And seventh,
valuing the intact home as the best insurance against abuse, neglect, and
delinquency.
Endnotes: |
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THE PARENTS’ TAX
RELIEF ACT OF 2005
On June 23,
Howard Center President Allan Carlson participated in a news conference held in
the Dirksen Senate Office Building, Washington, DC, marking introduction of the
“Parents’ Tax Relief Act of 2005” in the U.S. Congress. This measure draws
on policy ideas articulated in Dr. Carlson’s book, Fractured Generations:
Crafting a Family Policy for Twenty-first Century America, published this
year by Transaction-Rutgers University. These are his remarks.
A century ago,
President Theodore Roosevelt remarked: “It is in the life of the family, upon
which in the last analysis the whole welfare of the Nation rests....The nation
is nothing but the aggregate of the families within its borders.”1 He
added that “everything” of value in American public life “rests upon the home.”2
Today, members of
Congress — led by Senator Sam Brownback of Kansas and Representative Lee Terry
of Nebraska — reaffirm these truths and put forward a set of new policy ideas to
strengthen the autonomy of the family in America. The “Parents’ Tax Relief
Act of 2005” is, in my opinion, the most important piece of pro-family
legislation to be introduced in decades. It recognizes the value of the
parental care of small children and expands the child-care choices of all new
mothers and fathers. It affirms marriage as a public good and restores
recognition of the marital couple as an economic partnership. The bill
properly affirms the value of children to the nation and responds to the extra
economic burdens faced by young parents. This measure seeks to reduce
conflicts between workplace and home by making it easier for the home itself to
be a place for market labor. And the measure recognizes the full-time
mother or father as doing publicly valued work, deserving recognition within the
Social Security system.
These approaches
are distinctly American. Most other developed nations provide state child
allowances to parents as offsets to the costs of rearing children.
However, this method tends to make families wards of the state and to weaken
marriage. In contrast, the “Parents’ Tax Relief Act of 2005” uses
carefully targeted tax policy measures to enable families to retain more of
their own earned income while children are in the home. The record shows
that this approach supports family formation and strengthens homes.3
Viewed from
another angle, this bill would also eliminate problems and inequities that have
crept into federal tax policy. For example, federal law currently gives a
generous tax credit, or subsidy, without income limit to parents who purchase
day care. However, existing policy gives no recognition at all to
full-time parental child care which, social science shows, is predictably better
for young children.4 The “Parents Tax Relief Act of 2005” would begin to
set things right by granting a tax credit of $250 per month for families that
make the financial sacrifice to have one parent serve as the full-time, at-home
caregiver for children ages six and under. On the one hand, this measure
creates a level playing field; on the other hand, it expands the child-care
choices of all qualifying families.
Second, the
infamous “marriage penalty” remains alive and well. The tax cut of 2001
removed this penalty only for the 15 percent tax bracket. The “marriage
penalty” still afflicts the majority of Americans affected by the middle and
high tax brackets. Today’s new bill would fully eliminate this penalty by
making all tax brackets twice as wide for married couples, as compared to
singles.
Third, the
per-child tax relief provided by the existing personal exemption and the child
tax credit are inadequate, well below the relief delivered by the exemplary,
pro-child Tax Reform of 1948. Today’s bill would raise the personal exemption
for children to $5,000 and would make permanent the $1,000 per child tax credit
and index it to inflation in order to protect its future value.
Reflecting old
assumptions about the need for industrial centralization, federal tax policy
still favors large central offices and factories over market labor in the home.
This bill would simplify and expand the availability of the deduction for
business use of the home and also encourage telecommuting. These are
progressive ideas designed to increase family-friendly, home-centered work
opportunities in the new information age.
Finally, the
Social Security system fails to recognize the full-time care of small children
as real work (even the existing “homemakers” pension has no linkage to
children). This is troubling, for there is strong evidence that existing
incentives within Social Security discourage the birth of children,5 while such
new children are in fact needed to maintain the system in the future. Today’s
bill boldly faces this problem by granting employment credit toward future
Social Security benefits to those parents who make the sacrifices to raise their
children, full-time, at home.
Near the end of
his Presidency, Ronald Reagan said:
[T]he family is
the bedrock of our nation, but it is also the engine that gives our country
life....It’s for our families that we work and labor, so that we can join
together around the dinner table, bring our children up the right way, care for
our parents, and reach out to those less fortunate. It is the power of the
family that holds the Nation together, that gives America her conscience, and
that serves as the cradle of our country’s soul.6
Today, Senator
Brownback, Representative Terry, and their colleagues here lead the way to a
rekindling of that spirit. They transform pro-family rhetoric into policy
ideas that can make a real difference for American families. I am most
grateful to them and, as our Nation’s Founders would have said, I wish them
Godspeed. |